ARJO
Flowtron ACS900 Instructions for Use Rev G Aug 2019
Instructions for Use
284 Pages
Preview
Page 1
(QJOLVK ǼȜȜȘȞȚțȐ 0DJDU 5RPkQă 6ORYHQþLQD 6ORYHQãþLQD 6USVNL
(QJOLVK
:$51,1* 7RDYRLGLQMXUDOZDVUHDGWKLV,QVWUXFWLRQVIRU8VHDQGDFFRPSDQLHG GRFXPHQWVEHIRUHXVLQJWKHSURGXFW 0DQGDWRUWRUHDGWKH,QVWUXFWLRQVIRU8VH
'HVLJQ3ROLFDQG&RSULJKW DQGDUHWUDGHPDUNVEHORQJLQJWRWKH$UMRJURXSRIFRPSDQLHV $UMR $VRXUSROLFLVRQHRIFRQWLQXRXVLPSURYHPHQWZHUHVHUYHWKHULJKWWRPRGLIGHVLJQVZLWKRXW SULRUQRWLFH7KHFRQWHQWRIWKLVSXEOLFDWLRQPDQRWEHFRSLHGHLWKHUZKROHRULQSDUWZLWKRXWWKH FRQVHQWRI$UMR
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
L
,QWHQWLRQDOOOHIWEODQN
LL
*(1(5$/6$)(7< %HIRUH RX FRQQHFW WKH VVWHP SXPS WR D PDLQV VRFNHW UHDGFDUHIXOO DOO WKH LQVWDOODWLRQ LQVWUXFWLRQVFRQWDLQHGZLWKLQWKLVPDQXDO 7KHVVWHPKDVEHHQGHVLJQHGWRFRPSOZLWKUHJXODWRUVDIHWVWDQGDUGVLQFOXGLQJ (1$DQG,(&$ $16,$$0,(6 $0' DQG&$1&6$&1R
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
LLL
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
LY
,QWURGXFWLRQ $ERXWWKLV0DQXDO
7KLVPDQXDOLVRXULQWURGXFWLRQWRWKH)ORZWURQ $&6VVWHP <RXPXVWUHDGDQGIXOOXQGHUVWDQGWKLVPDQXDO EHIRUHXVLQJWKHVVWHP 8VHWKLVPDQXDOWRLQLWLDOOVHWXSWKHVVWHPDQG NHHSLWDVDUHIHUHQFHIRUGDWRGDURXWLQHVDQGDV DJXLGHWRPDLQWHQDQFH ,IRXKDYHDQGLIILFXOWLHVLQVHWWLQJXSRUXVLQJWKH )ORZWURQ$&6VVWHPFRQWDFWRXUORFDO$UMR VDOHVRIILFHOLVWHGDWWKHHQGRIWKLVPDQXDO
,QWHQGHG8VH
7KHLQWHQGHGXVHRIWKLVSURGXFWLVWRKHOSSUHYHQW 'HHS9HLQ7KURPERVLV '97 7KHJDUPHQWVDUH VLQJOHSDWLHQWXVHGRQRWUHXVH,WLVQRWIRUXVH LQWKHKRPHKHDOWKFDUHHQYLURQPHQW 7KH)ORZWURQ$&6VVWHPVKRXOGEHXVHGDV SDUWRIDSUHVFULEHGSODQRIFDUH UHIHUWR³,QGLFDWLRQV´ RQSDJH
$ERXWWKH)ORZWURQ $&66VWHP
7KHDSSOLFDWLRQRIH[WHUQDOSQHXPDWLFFRPSUHVVLRQ KDVWZRHIIHFWV $XJPHQWVYHQRXVEORRGIORZYHORFLWWKHUHE UHGXFLQJVWDVLV (QKDQFHVILEULQROWLFDFWLYLWWRUHGXFHWKHULVNRI HDUOFORWIRUPDWLRQ 7KHVVWHPLVFRPSULVHGRIDSXPSWKDWFDQEHXVHG LQFRQMXQFWLRQZLWKDQH[WHQVLYHUDQJHRI$UMR LQIODWDEOHXQLIRUP '97 VHTXHQWLDO 7UL 3XOVH DQG IRRWJDUPHQWV5HIHUWR³$FFHVVRULHV´RQSDJH IRU DFRPSOHWHOLVWRIWKHFDOIFDOI WKLJKDQGIRRW JDUPHQWVZKLFKFDQEHXVHGZLWKWKH)ORZWURQ $&6SXPS 7KHSXPSDXWRPDWLFDOODGMXVWVWRWKHFRUUHFW WKHUDSSURILOHGHSHQGLQJXSRQZKLFKJDUPHQWWSH LVFRQQHFWHG 7KHWXEHVHWLVLQWHJUDOWRWKHVVWHPDQGFDQQRWEH GLVFRQQHFWHGIURPWKHSXPS 7KHPDLQVSRZHUVXSSOLVWKHSULPDUSRZHUVRXUFH IRUWKHSXPS7KHSXPSLQFRUSRUDWHVDQLQWHUQDO EDWWHUZKLFKLVDVHFRQGDUSRZHUVRXUFHWREDFN XSWKHSXPSLQWKHHYHQWRIIDLOXUHRIRUGLVFRQQHFWLRQ IURP DFFLGHQWDORUGHOLEHUDWH WKHPDLQVSRZHU VXSSO 7KH)ORZWURQ$&6VVWHPLVLQWHQGHGIRUXVH 21/<LQSURIHVVLRQDOKHDOWKFDUHIDFLOLWLHV,WLV QRWLQWHQGHGIRUXVHLQWKHKRPHKHDOWKFDUH HQYLURQPHQW IRUH[DPSOHSULYDWHGZHOOLQJV
$IXOOWHFKQLFDOGHVFULSWLRQRIWKH)ORZWURQ$&6 VVWHPFDQEHIRXQGLQWKH)ORZWURQ$&6 6HUYLFH0DQXDOSDUWQXPEHU6(5DYDLODEOH IURPRXUORFDO$UMRVDOHVRIILFH 3XPS)URQW9LHZ *DUPHQW &RQQHFWRUV
7XEHVHW&RQQHFWRU %OXH%XWWRQ
/(',QGLFDWRUV
&RQWURO%XWWRQV 3RZHU%XWWRQ /&'6FUHHQ 7XEHVHW&RQQHFWRU 2UDQJH%XWWRQ 7XEHVHW5HWHQWLRQ&OLSV 6ZLQJRXW %HG+RRNV
0DLQV3RZHU&RUG
0DLQV3RZHU&RUG5HWHQWLRQ&OLS
3XPS5HDU9LHZ ,QWHJUDO&DUU+DQGOH 86%3RUW UHIHUWR6HUYLFH 0DQXDO6(5
,QWHJUDO7XEHDQG &DEOH0DQDJHPHQW 6VWHP
0DLQV3RZHU &RUG
6ZLQJRXW %HG+RRNV
/(',QGLFDWRU RQXQGHUVLGH
&OLQLFDO$SSOLFDWLRQV ,QGLFDWLRQV
&RQWUDLQGLFDWLRQV 8QLIRUP 6HTXHQWLDO &DOIDQG&DOI 7KLJK *DUPHQWV
)RRW*DUPHQWV
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
.QRZQRUVXVSHFWHGDFXWHGHHSYHLQ WKURPERVLVWKURPERSKOHELWLVRUSXOPRQDU HPEROLVP $QORFDOFRQGLWLRQLQZKLFKWKHJDUPHQWVZRXOG LQWHUIHUHLQFOXGLQJ *DQJUHQH 5HFHQWVNLQJUDIW 'HUPDWLWLV 2QXQWUHDWHGLQIHFWHGOHJZRXQGV ,IRXDUHXQVXUHRIDQFRQWUDLQGLFDWLRQVUHIHUWR WKHSDWLHQW¶VSKVLFLDQEHIRUHXVLQJWKHGHYLFH &DXWLRQV
3URSHUJDUPHQWDSSOLFDWLRQDQGFRQQHFWLRQWR WKHSXPSLVHVVHQWLDO *DUPHQWVVKRXOGEHSRVLWLRQHGLQVXFKDZD WKDWWKHGRQRWFUHDWHDQSRWHQWLDOIRUFRQVWDQW SUHVVXUHSRLQWVRQWKHSDWLHQW VOLPE,IXVLQJ DSSDUDWXVZLWKVWUDSVRUVHFXULQJGHYLFHVIRU H[DPSOHOLWKRWRPVWLUUXSVPDNHVXUHWKDWWKH WXELQJLVQRWSODFHGLQVLGHWKHVWUDSQH[WWRWKH SDWLHQW¶VVNLQDQGUHJXODUOFKHFNWKHSDWLHQW V VNLQIRUVLJQVRIUHGQHVVRUSUHVVXUHSRLQWV7KH JDUPHQWLVPRVWHIIHFWLYHLQSUHYHQWLQJYHQRXV VWDVLVZKHQWKHJDUPHQWDLUEODGGHUVDUHORFDWHG LQWKHSRVWHULRUSRVLWLRQ,IWKHDLUEODGGHUV FDQQRWEHSODFHGDWWKHSRVWHULRUWKHJDUPHQW FDQEHURWDWHGDURXQGWKHFDOIWRDOWHUQDWLYH SRVLWLRQVDOORIZKLFKZLOOVWLOOKHOSWRSUHYHQW YHQRXVVWDVLV /RZHUOLPESRVLWLRQLQJLQUHODWLRQWRWKHJDUPHQW DQGWXELQJVKRXOGDOVREHFRQVLGHUHG SDUWLFXODUOLQDSDWLHQWWKDWLVXQFRQVFLRXV FDQQRWIHHORUKDVUHGXFHGVHQVDWLRQDQGRU DELOLWWRPRYHWKHLUOHJ V 7KHSDWLHQW¶VVNLQVKRXOGEHLQVSHFWHGIUHTXHQWO GXULQJHYHUVKLIW 0DQSDWLHQWVDUHDWULVNIRUSUHVVXUHXOFHUVRQ WKHKHHO8VHRIWKHIRRWJDUPHQWVGRHVQRW QHJDWHWKHQHFHVVLWIRUKHHOSURWHFWLRQDQG DSSURSULDWHVNLQFDUH &OLQLFDOMXGJHPHQWLVUHTXLUHGWRGHWHUPLQHLIWKH SDWLHQW VVNLQFRQGLWLRQUHTXLUHVDGGLWLRQDO SURWHFWLYHPHDVXUHVRULIWKHWKHUDSVKRXOGEH GLVFRQWLQXHGDQGDQDOWHUQDWLYHPRGDOLWXVHG *DUPHQWVVKRXOGEHUHPRYHGLPPHGLDWHOLIWKH SDWLHQWH[SHULHQFHVWLQJOLQJQXPEQHVVRUSDLQ DQGWKHSKVLFLDQQRWLILHG
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
&RQWUROV$ODUPVDQG,QGLFDWRUV &RQWURO3DQHOZLWK7SLFDO/&'6FUHHQ9LHZLQ5XQ0RGH 0DLQV,QGLFDWRU /&'6FUHHQ
3RZHU%XWWRQ
/HIW&RQWURO%XWWRQ
3RZHU %XWWRQ DQG 0DLQV ,QGLFDWRU
0LGGOH&RQWURO%XWWRQ
5LJKW&RQWURO%XWWRQ
7RVZLWFKWKHSXPSRQ &RQQHFWWKHSXPSWRPDLQVSRZHUDQGWKHSXPS ZLOOUXQLWVLQWHUQDOGLDJQRVWLFWHVWVDQGJRWR 6WDQGE UHIHUWR³6WDQGE6FUHHQV´RQSDJH ,IWKHSXPSLVDOUHDGFRQQHFWHGWRPDLQVSRZHU SUHVVDQGKROGWKH3RZHUEXWWRQIRU DSSUR[LPDWHOVHFRQGVDQGWKHSXPSZLOOJR GLUHFWOWR6WDQGE ,IWKHSXPSLVQRWFRQQHFWHGWRPDLQVSRZHU SUHVVDQGKROGWKH3RZHUEXWWRQIRU DSSUR[LPDWHOVHFRQGVDQGWKHSXPSZLOOUXQ LWVLQWHUQDOGLDJQRVWLFWHVWVDQGJRWR6WDQGE 7KH0DLQVLQGLFDWRUDERYHWKH3RZHUEXWWRQVKRZV WKHPDLQVSRZHUVWDWXVRIWKHSXPS ([WLQJXLVKHGPDLQVSRZHULVGLVFRQQHFWHG ,OOXPLQDWHGJUHHQPDLQVSRZHULVFRQQHFWHGWR WKHSXPS 7RVZLWFKRIIWKHSXPSSUHVVDQGKROGWKH3RZHU EXWWRQIRUDSSUR[LPDWHOVHFRQGV7KHQ ,IWKHSXPSLVFRQQHFWHGWRPDLQVSRZHUWKH/&' VFUHHQEDFNOLJKWZLOOEHH[WLQJXLVKHGDQGRQOWKH PDLQVSRZHUDQGEDWWHULQGLFDWLRQLFRQVZLOOEH GLVSODHG5HOHDVHWKHEXWWRQ ,IWKHSXPSLVQRWFRQQHFWHGWRPDLQVSRZHUWKH SXPSZLOOSRZHUGRZQDQGWKH/&'VFUHHQZLOOEH EODQN5HOHDVHWKHEXWWRQ
:KHQWKHSXPSLVLQ6WDQGEDQGRQHRUWZR JDUPHQWVDUHFRQQHFWHGSUHVVWKLVEXWWRQWRSXWWKH SXPSLQWRWKH5XQPRGHDQGVWDUWWKHUDSWKH/(' LQGLFDWRUVRQWKHIURQWDQGXQGHUVLGHRIWKHFDVHZLOO EHLOOXPLQDWHGJUHHQ 7RVWRSWKHWKHUDSDQGSXWWKHSXPSLQWR6WDQGE SUHVVDQGKROGWKLVEXWWRQIRUDSSUR[LPDWHO VHFRQGVXQWLOWKH6WDQGEVFUHHQLVGLVSODHGDQG WKHQUHOHDVHWKHEXWWRQ7KH/('LQGLFDWRUVRQWKH IURQWFDVHZLOOEHH[WLQJXLVKHG /HIW&RQWURO%XWWRQ ,IDQDXGLEOHDODUPVRXQGVGXULQJWKHUDSSUHVVWKLV EXWWRQWRPXWHWKHDXGLEOHDODUP 2QOFHUWDLQDODUPVFDQEHPXWHG 5HIHUWR³7URXEOHVKRRWLQJ´RQSDJH IRUGHWDLOV RIWKHYDULRXVDODUPFRQGLWLRQVDQGSRVVLEOH FRUUHFWLYHDFWLRQVWRUHFWLIWKHIDXOWV :KHQWKHSXPSLVLQ6WDQGESUHVVWKLVEXWWRQWR FKDQJHWKHDODUPYROXPH UHIHUWR³7R&KDQJHWKH $XGLEOH$ODUP9ROXPH6HWWLQJ´RQSDJH 5LJKW&RQWURO%XWWRQ 3UHVVWKLVEXWWRQWRUHVHWWKHSDWLHQWUXQKRXUV7KLV FDQEHGRQHHLWKHUDWSRZHUXSDIWHUWKHSXPSKDV LQLWLDOLVHGRULIWKHWKHUDSLVVWRSSHGDQGWKHSXPSLV LQ6WDQGE UHIHUWR³5HVHWWLQJWKH3DWLHQW5XQ +RXUV´RQSDJH
0LGGOH&RQWURO%XWWRQ
/&'6FUHHQ,FRQV
*DUPHQW 3UHVVXUH ,QGLFDWLRQ
7KLVVFUHHQVKRZVWKHSRVLWLRQDQGGHVFULSWLRQRIDOO SRVVLEOHLFRQVZKLFKFDQEHGLVSODHG7KHDFWXDO LFRQVZKLFKZLOOEHGLVSODHGZLOOGHSHQG RQWKHSXPSVWDWXVSDWLHQWWKHUDSDQGZKHWKHU DIDXOWKDVEHHQGHWHFWHG
/RZ3UHVVXUH /HDN
.LQNHG %ORFNHG7XEH
0DLQV3RZHU 1RW&RQQHFWHG
%DWWHU/HYHO ,QGLFDWLRQ
*DUPHQW7SH DQG,QIODWLRQ ,QGLFDWLRQ
:DUQLQJ$ODUP ,QGLFDWLRQ
7XEHVHW &RQQHFWRU 1XPEHU
+DUGZDUH)DXOW 6HUYLFH5HTXLUHG
$XGLEOH $ODUP 0XWHG $XGLEOH $ODUP6WDWXV
0DLQV3RZHU &RQQHFWHG
3DWLHQW 5XQ+RXUV $XGLEOH$ODUP 9ROXPH
6WDUW6WRS 7KHUDS
:DLW ,QLWLDOLVLQJ
+LJK7HPSHUDWXUH $ODUP
7KHVHVKRZZKLFKJDUPHQWWSHLVFRQQHFWHGWR HDFKWXEHVHWDQGZKHQHDFKJDUPHQWLVEHLQJ LQIODWHG $JDUPHQWFRQQHFWHGEXWQRWLQIODWHGLVVKRZQDV DQRXWOLQHRQWKHOHJLFRQ:KHQLWLVLQIODWHGWKH JDUPHQWRXWOLQHLVILOOHGLQEODFN
*DUPHQW7SHDQG ,QIODWLRQ,QGLFDWLRQ
&RQQHFWHGDQG 1RW,QIODWHG
*DUPHQW
&RQQHFWHGDQG ,QIODWHG
)RRW
8QLIRUP '97 &DOI RU&DOI 7KLJK 6HTXHQWLDO 7UL 3XOVH &DOI RU&DOI 7KLJK
7XEHVHW&RQQHFWRU 1XPEHU
6WDUW6WRS7KHUDS
7KHJDUPHQWFRQQHFWRURQWKHHQGRIHDFKWXEHVHW KDVDSXVKEXWWRQZKLFKLVFRORXUFRGHGDQGKDVD QXPEHUPDUNHGRQLWEOXH³´RURUDQJH³´7KH QXPEHUVFRUUHVSRQGZLWKWKH³´DQG³´RQWKHOHIW VLGHRIWKH/&'VFUHHQDGMDFHQWWRWKHOHJLFRQV 7KHLFRQDERYHWKH0LGGOH&RQWUROEXWWRQFKDQJHV EHWZHHQ5XQDQG6WDQGEPRGHVDVIROORZV 6WDUW7KHUDSLFRQ,QQRUPDORSHUDWLRQWKLV LFRQLVGLVSODHGZKHQWKHSXPSLVLQ 6WDQGEDQGDWOHDVWRQHJDUPHQWLV FRQQHFWHG3UHVVWKHEXWWRQWRVWDUWWKHUDS 6WRS7KHUDSLFRQ,QQRUPDORSHUDWLRQWKLV LFRQLVGLVSODHGZKHQWKHSXPSLVLQ5XQ PRGH3UHVVWKHEXWWRQWRVWRSWKHUDS
*DUPHQW3UHVVXUH ,QGLFDWLRQ
7KHGHIDXOWWDUJHWLQIODWLRQSUHVVXUHIRUHDFKJDUPHQW LVDVIROORZV )RRW PP+J 8QLIRUPFDOIDQGFDOI WKLJK PP+J 6HTXHQWLDOFDOIDQGFDOI WKLJK PP+J
0DLQV3RZHU ,QGLFDWLRQ
7KHSXPSLVFRQQHFWHGWRWKHPDLQVSRZHU VXSSO 7KHSXPSLV127FRQQHFWHGWRWKHPDLQV SRZHUVXSSO
%DWWHU,QGLFDWLRQ
:KHQWKHSXPSLVFRQQHFWHGWRWKHPDLQVSRZHU VXSSO ,IWKHEDWWHULVIXOOFKDUJHGWKHLQGLFDWRUZLOOEH VWDWLFDQGVKRZ³IXOO´ ,IWKHEDWWHULVQRWIXOOFKDUJHGWKHLQGLFDWRUZLOO VFUROOIURP³%DWWHU(PSW´WRWKHFXUUHQWEDWWHU FDSDFLWIRUH[DPSOH³%DWWHUò)XOO´WRLQGLFDWH WKDWWKHSXPSLVEHLQJFKDUJHG :KHQWKHSXPSLV127FRQQHFWHGWRWKHPDLQV SRZHUVXSSOWKHLQGLFDWRULVVWDWLFDQGVKRZVWKH DSSUR[LPDWHFKDUJHUHPDLQLQJLQWKHEDWWHU %DWWHU(PSW
%DWWHUó)XOO
%DWWHUò)XOO
%DWWHUô)XOO
%DWWHU)XOO
,IWKHSXPSLVQRWFRQQHFWHGWRWKHPDLQVSRZHU
VXSSODQGWKHEDWWHULVIXOOFKDUJHGDQGLQ JRRGFRQGLWLRQWKHSXPSZLOOFRQWLQXHWRRSHUDWH QRUPDOOIRUDSSUR[LPDWHOKRXUVIRUFDOIDQG FDOIDQGWKLJKJDUPHQWVDQGIRUDSSUR[LPDWHO KRXUVIRUIRRWJDUPHQWV 7KHEDWWHUKDVDVHUYLFHOLIHRIHDUV DSSUR[LPDWHOFKDUJHFFOHV ,WLVQRWXVHU UHSODFHDEOHDQGPXVWEHUHSODFHGDVSDUWRIWKH VHUYLFHSURFHGXUH :DLW,QLWLDOLVLQJ 7KLVLVDURWDWLQJVHJPHQWFLUFXODULFRQZKLFK LQGLFDWHVWKDWWKHSXPSLVLQLWLDOLVLQJDIWHUSRZHUXS 3DWLHQW5XQ+RXUV 7KLVVKRZVWKHWRWDOSXPSUXQWLPHLQKRXUV5HIHUWR ³5HVHWWLQJWKH3DWLHQW5XQ+RXUV´RQSDJH WR FOHDUWKHSDWLHQWUXQKRXUV 7KLVLVWKHSXPSUXQWLPHVLQFHWKHSDWLHQWUXQ KRXUVZDVODVWUHVHW
$XGLEOH$ODUP6WDWXV
:KHQDQDODUPZKLFKLVDEOHWREHPXWHGLVVKRZQ RQWKH/&'VFUHHQWKLVLFRQLVVKRZQWRLQGLFDWHWKDW WKHDODUPFDQQRZEHPXWHG
$XGLEOH$ODUP0XWHG :DUQLQJDQG$ODUP ,QGLFDWLRQV
:KHQWKHSXPSLVLQ6WDQGEWKLVLFRQLQGLFDWHVWKDW WKHDODUPYROXPHFDQEHFKDQJHG UHIHUWR³7R &KDQJHWKH$XGLEOH$ODUP9ROXPH6HWWLQJ´RQ SDJH 7KLVLFRQLQGLFDWHVWKDWWKHDXGLEOHDODUPKDVEHHQ PXWHG 7KHIROORZLQJILYHLFRQVLQGLFDWHWKDWDIDXOWKDVEHHQ GHWHFWHGLQWKHVVWHP5HIHUWR³7URXEOHVKRRWLQJ´ RQSDJH IRUDOLVWRIIDXOWFRQGLWLRQVWKH FRUUHVSRQGLQJZDUQLQJDQGDODUPLQGLFDWLRQVDQG SRVVLEOHFRUUHFWLYHDFWLRQVWRUHFWLIWKHIDXOWV $ODUPGHWHFWHGZKLFKPDFDXVHDQ LQWHUUXSWLRQLQWKHUDS /RZSUHVVXUHRUJDUPHQWOHDN .LQNHGRUEORFNHGWXEHVHW +LJKWHPSHUDWXUH +DUGZDUHIDXOWGHWHFWHGRUSHULRGLFVHUYLFH UHTXLUHG
/(',QGLFDWRUVRQWKH 3XPS&DVH
7KHUHDUHDGGLWLRQDO/('LQGLFDWRUVRQWKHSXPSWR VKRZSXPSVWDWXVDQGDODUPV 7ZRVHWVRQWKHIURQWRIWKHSXPS 2QHVHWRQWKHXQGHUVLGHRIWKHSXPS 7KHLUVWDWXVLVDVIROORZV
/('&RORXUV
3XPS6WDWXV
:DUQLQJV$ODUPV
([WLQJXLVKHG
2IIRU6WDQGE
*UHHQ
5XQ
1RIDXOWGHWHFWHG :DUQLQJRQOGHWHFWHG
<HOORZ
5XQ
)DXOWGHWHFWHGZLWKIXOODXGLEOHDQGYLVXDODODUP
2SHUDWLRQ *HQHUDO
7KHVHLQVWUXFWLRQVFRYHUWKHURXWLQHRSHUDWLRQRIWKH VVWHP2WKHURSHUDWLRQVVXFKDVPDLQWHQDQFHDQG UHSDLUVKRXOGRQOEHFDUULHGRXWEVXLWDEOTXDOLILHG SHUVRQQHO 5HIHUWR³&RQWUROV$ODUPVDQG,QGLFDWRUV´RQSDJH IRUDGHVFULSWLRQRIWKHFRQWUROVLQGLFDWRUVDQG/&' VFUHHQ ,IWKHRSHUDWLRQRUSHUIRUPDQFHRIWKHSXPS FKDQJHVGXULQJXVHUHIHUWR³7URXEOHVKRRWLQJ´ RQSDJH RIWKLV,)8EHIRUHFDOOLQJDVHUYLFH HQJLQHHURUFRQWDFWLQJRXUORFDO$UMRVDOHV RIILFH
,QVWDOOLQJWKH3XPS
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
6WDUW8S
0DLQV3RZHU&RQQHFWHG
0DLQV3RZHU'LVFRQQHFWHG
'XULQJWKHODVWSDUWRIWKHLQLWLDOLVDWLRQSURFHVV WKHVRIWZDUHYHUVLRQZLOOEHGLVSODHG FRPSULVHGRI 0DMRUUHYLVLRQLQWRSOHIW 0LQRUUHYLVLRQLQERWWRPULJKW 7KLVVFUHHQVKRZVVRIWZDUHYHUVLRQ³9´ 0DMRU5HYLVLRQ
0LQRU5HYLVLRQ
$WWKHHQGRIWKHVXFFHVVIXOGLDJQRVWLFWHVWWKH ³1R*DUPHQWV´6WDQGEVFUHHQLVGLVSODHG
7KH3DWLHQW5XQ+RXUVYDOXHFDQQRZEHUHVHW ESUHVVLQJWKH5LJKW&RQWUROEXWWRQ UHIHUWR ³5HVHWWLQJWKH3DWLHQW5XQ+RXUV´RQSDJH 7KHDODUPYROXPHFDQDOVREHVHWESUHVVLQJ WKH/HIW&RQWUROEXWWRQ UHIHUWR³7R&KDQJHWKH $XGLEOH$ODUP9ROXPH6HWWLQJ´RQSDJH 6WDQGE6FUHHQV
7KH³1R*DUPHQWV´6WDQGEVFUHHQ DERYH VKRZV WZROHJLFRQVRQWKHOHIWVLGHRIWKH/&'VFUHHQZLWK QRJDUPHQWRXWOLQHVRQWKHPLQGLFDWLQJWKDWQR JDUPHQWVDUHFXUUHQWOFRQQHFWHGWRHLWKHUWXEHVHW 7KH6WDUW7KHUDSLFRQGRHVQRWDSSHDUXQWLODW OHDVWRQHJDUPHQWLVFRQQHFWHGWRDWXEHVHW FRQQHFWRU $SSOWKHSUHVFULEHG$UMRJDUPHQW V WRWKHSDWLHQW EIROORZLQJWKHLQVWUXFWLRQVLQFOXGHGLQWKHJDUPHQW SDFNDJLQJ 'RQRWUHXVHWKHJDUPHQWV'RQRWXVHWKH JDUPHQWVRQPXOWLSOHSDWLHQWV &RQQHFWWKHJDUPHQW V WRWKHSXPSESXVKLQJWKH JDUPHQWFRQQHFWRUILUPOLQWRWKHSXPSWXEHVHW FRQQHFWRUXQWLOLW³FOLFNV´ 7KHSXPS/&'VFUHHQZLOOVKRZZKLFKJDUPHQWVDUH FRQQHFWHGWRHDFKWXEHVHWFRQQHFWRUWKHJDUPHQW FRQQHFWRUZLWKWKHEOXHSXVKEXWWRQLV³´DQGWKH RQHZLWKWKHRUDQJHSXVKEXWWRQLV³´ UHIHUWR ³*DUPHQW7SHDQG,QIODWLRQ,QGLFDWLRQ´RQSDJH
7KHIROORZLQJIRXUVFUHHQVVKRZWSLFDO6WDQGE VFUHHQVZLWKGLIIHUHQWJDUPHQWFRQILJXUDWLRQV $JDUPHQWFRQQHFWHGEXWQRWLQIODWHGLVVKRZQDV DQRXWOLQHRQWKHOHJLFRQ:KHQLWLVLQIODWHGWKH JDUPHQWRXWOLQHLVILOOHGLQEODFN 7KHVDPHJDUPHQWRXWOLQHLVXVHGIRUERWKFDOI DQGFDOI WKLJKJDUPHQWV
6WDUWLQJ7KHUDS
7XEHVHW &RQQHFWRU
1RJDUPHQWFRQQHFWHG
7XEHVHW &RQQHFWRU
)RRWJDUPHQW
7XEHVHW &RQQHFWRU
6HTXHQWLDO 7UL3XOVH FDOIRU FDOI WKLJKJDUPHQW
7XEHVHW &RQQHFWRU
1RJDUPHQWFRQQHFWHG
7XEHVHW &RQQHFWRU
8QLIRUP '97 FDOIRUFDOI WKLJKJDUPHQW
7XEHVHW &RQQHFWRU
8QLIRUP '97 FDOIRUFDOI WKLJKJDUPHQW
7XEHVHW &RQQHFWRU
)RRWJDUPHQW
7XEHVHW &RQQHFWRU
8QLIRUP '97 FDOIRUFDOI WKLJKJDUPHQW
0DNHVXUHWKHJDUPHQW V DUHILWWHGFRUUHFWOWRWKH SDWLHQWDQGWKHSXPS :KLOHWKHSXPSLVLQ6WDQGEWKH/('LQGLFDWRUVRQ WKHIURQWDQGXQGHUVLGHRIWKHSXPSUHPDLQ H[WLQJXLVKHG 3UHVVWKH0LGGOH&RQWUROEXWWRQEHORZWKH6WDUW 7KHUDSLFRQWRVWDUWWKHWKHUDS7KH/('VRQWKH IURQWDQGXQGHUVLGHRIWKHSXPSFKDQJHWRJUHHQ